Wednesday, August 13, 2014

Fwd: Richard J. Buswell



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From: Securities and Exchange Commission <sec@service.govdelivery.com>
Date: Wed, Aug 13, 2014 at 1:03 PM
Subject: Richard J. Buswell
To: iammejtm@gmail.com


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08/13/2014 03:26 PM EDT

Order Making Findings and Imposing Remedial Sanctions Pursuant to Section 15(b) of the Securities Exchange Act of 1934 and Section 203(f) of the Investment Advisers Act of 1940

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